MARC details
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| fixed length control field |
08445nam a22003017a 4500 |
| 003 - CONTROL NUMBER IDENTIFIER |
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| control field |
VITAP |
| 005 - DATE AND TIME OF LATEST TRANSACTION |
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| control field |
20230702111410.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION |
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230702b ||||| |||| 00| 0 eng d |
| 010 ## - LIBRARY OF CONGRESS CONTROL NUMBER |
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| LC control number |
2018952422 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER |
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| International Standard Book Number |
9780198799979 |
| 040 ## - CATALOGING SOURCE |
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| Transcribing agency |
VITAP |
| 082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER |
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| Edition number |
23rd |
| Classification number |
346.07 BUS |
| 245 ## - TITLE STATEMENT |
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| Title |
Governance of Financial Institutions / |
| Statement of responsibility, etc. |
edited by Danny Busch, Guido Ferrarini, and Gerard Van Solinge |
| 250 ## - EDITION STATEMENT |
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| Edition statement |
First edition |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. |
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| Place of publication, distribution, etc. |
New York, USA |
| Name of publisher, distributor, etc. |
Oxford University Press |
| Date of publication, distribution, etc. |
2019 |
| 300 ## - PHYSICAL DESCRIPTION |
|---|
| Extent |
xliv, 595p. : ill. ; 24cm |
| 440 ## - SERIES STATEMENT/ADDED ENTRY--TITLE |
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| 9 (RLIN) |
12893 |
| Title |
Oxford EU Financial Regulation Series |
| 504 ## - BIBLIOGRAPHY, ETC. NOTE |
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| Bibliography, etc. note |
It includes Index Pages. |
| 505 ## - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Table of Contents :<br/>I. General<br/>1:Governing Financial Institutions: Law and Regulation, Conduct and Culture, Danny Busch, Guido Ferrarini, Gerard Van Solinge<br/>2:Corporate Governance of Financial Institutions: In Need of Cross-Sectoral Regulation? A comparative analysis of banks, investment firms, asset managers, and pension funds, Jens-Hinrich Binder<br/>3:Comparative Regulation of Corporate Governance in the Insurance Sector, Arthur van den Hurk and Michele Siri<br/>4:The Governance of Banks and the Requirement of Resolvability: a Fundamental Change in Perspective?, Bart Bierens<br/>5:Comparative Regulation of Corporate Governance in th e Insurance Sector, Kitty Lieverse and Claartje Bulten<br/>II. Governance Structures and Regulations<br/>6:Non-Shareholder Voice in Bank Governance: Board Composition, Performance and Liability, Paul Davies and Klaus Hopt<br/>7:Responsibility of Directors of Financial Institutions, Steven Schwarz (Aleaha Jones, and Jiazhen Yan)<br/>8:Fit and Proper Requirments in EU Financial Regulation: Towards More Cross-Sectoral Harmonisation?, Iris Palm-Steyerberg and Danny Busch<br/>9:Risk, Risk Management, and Internal Controls, Lodewijk van Setten<br/>10:Financial Market Infrastructures: The Essential Role of Risk Management, Paolo Saguato<br/>11:Compensation in Financial Institutions: Systemic Risk, Regulation and Proportionality, Guido Ferrarini<br/>12:Corporate Governance, Financial Information and MAR, Carmine di Noia and Matteo Gargantini<br/>III. Ownership Structures<br/>13:Engagement of Institutional Investors, Cristina Ungureanu<br/>14:State-owned Financial Institutions, Katja Langenbucher, Johannes Adolff and Christina Skinner<br/>15:Co-operative Banks: A Dutch Experience, Gerard van Solinge and Martin van Olffen<br/>IV. Conduct and Culture<br/>16:Corporate Culture in the Governance of Financial Institutions: An Interdisciplinary Approach, Guido Ferrarini and Shanshan Zhu<br/>17:Public Supervision of Behaviour and Culture at Financial Institutions, Wijnand Nuijts<br/>18:Conduct and Culture in the Netherlands: The Dutch Banker's Oath and the Dutch Banking Disciplinary Committee, Danny Busch and Peter Laaper<br/>19:Managing Conduct Risk: From Rules to Culture, Antonella Sciarrone Alibrandi and Claudi Frigeni<br/>20:Conflicts of Interest: Comparing Compliance and Culture in the US and UK, Geneviève Helleringer and Christina Skinner<br/>21:The Venetian Banks Collapse, Paulo Giudici<br/>22:The Spanish Banking Crisis as a Corporate Governance Problem, Maribel Saez and Maria Gutierrez<br/>23:Banco Espírito Santo: Anatomy of Banking Scandal in Portugal, José Engrácia Antunes<br/>24:Governance Problems in Dutch Financial Institutions from 2007 to-2017, Bas de Jong |
| 521 ## - TARGET AUDIENCE NOTE |
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| Target audience note |
Over View:<br/><br/>Governance of Financial Institutions<br/>Edited by Danny Busch, Guido Ferrarini, and Gerard van Solinge<br/>Oxford EU Financial Regulation<br/><br/> Comprehensive legal and multidisciplinary analysis of the important topic of governance of financial institutions<br/> Includes coverage of new requirements for management functions under MiFID II<br/> Considers the position of banks, investment firms, asset managers, insurance firms and pension funds in the context of governance<br/> Covers key issues of systemic risk from the perspective of board models, shareholders, and directors<br/><br/>Description :<br/>This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms. It comprehensively analyses the impact and practice of the new and more robust requirements for management functions under MiFID II (Markets in Financial Instruments Directive) and other regulation such as MAR (Market Abuse Regulation).<br/><br/>Thematically grouped chapters provide extensive coverage of the main areas of change and interest in this field: financial regulation, models, systemic risk, culture and ethics, and conduct and culture. Each chapter employs an interdisciplinary approach, providing high-quality analysis and discussion of the governance of financial institutions of a practical, as well as theoretical, nature.<br/><br/>Written by a team of expert contributors, comprised of leading scholars with broad practical experience, and leading practitioners in the field of corporate governance, this book provides much needed analysis of this important topic and the new rules for those advising financial institutions.<br/><br/>Author Information<br/><br/>Edited by Danny Busch, Professor of Financial Law, Radboud University, Nijmegen, Guido Ferrarini, Professor of Business Law, University of Genoa, and Gerard van Solinge, Professor of Section of Corporate Law, Radboud University<br/><br/>Professor Danny Busch holds the Chair for Financial Law at Radboud University, Nijmegen, where he is also the Director of the Institute for Financial Law. He has published extensively, many of those publications written in English, including with OUP. He is a Research Fellow of Harris Manchester College and a Fellow of the Commercial Law Centre, University of Oxford.<br/><br/>Guido Ferrarini is Emeritus Professor of Business Law and Capital Markets Law at the University of Genoa, Department of Law, and Director of the Centre for Law and Finance. He holds a J. D. (University of Genoa, 1972), an LL.M. (Yale Law School, 1978) and a Dr. jur. (h.c., Ghent University, 2009). He is founder and fellow of the European Corporate Governance Institute (ECGI), Brussels.<br/><br/>Gerard van Solinge is Professor of Corporate Law at Radboud University Nijmegen where he is a member of the scientific board of the research programme Company Law of the Business and Law Research Centre. He also practises as an attorney at Allen & Overy LLP and has written a number of books and articles.<br/><br/>Contributors:<br/><br/>Danny Busch<br/>Guido Ferrarini<br/>Gerard Van Solinge<br/>Jens-Hinrich Binder<br/>Arthur van den Hurk<br/>Michele Siri<br/>Bart Bierens<br/>Kitty Lieverse<br/>Claartje Bulten<br/>Paul Davies<br/>Klaus Hopt<br/>Steven Schwarcz<br/>Iris Palm-Steyerberg<br/>Lodewijk van Setten<br/>Paolo Saguato<br/>Carmine di Noia<br/>Matteo Gargantini<br/>Cristina Ungureanu<br/>Katja Langenbucher<br/>Johannes Adolff<br/>Christina Skinner<br/>Martin van Olffen<br/>Shanshan Zhu<br/>Wijnand Nuijts<br/>Peter Laaper<br/>Antonella Sciarrone Alibrandi<br/>Claudi Frigeni<br/>Genevieve Helleringer<br/>Paulo Giudici<br/>Maribel Saez<br/>Maria Gutierrez<br/>Jose Engracia Antunes<br/>Bas de Jong<br/> |
| 586 ## - AWARDS NOTE |
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| Awards note |
Reviews and Awards :<br/><br/>"An important contribution." - Ebbe Rogge, Common Market Law Review<br/><br/>"Corporate governance is and remains important: weak governance at financial institutions, and at banks in particular, is often regarded as one of the underlying causes of the Great Financial Crisis. This view is confirmed by leading internationalorganizations, such as the OECD and the Basel Committee on Banking Supervision, as well as by national inquiries, including those by the US Financial Crisis Commission and the Walker Review in the UK. The book is therefore an important contribution to this debate, but goes further by extending the scope beyond banks. It adds value by broadening the debate to include, for example, insurance firms and investment firms ... The authors and editors have succeeded in presenting an interesting mix on governance at financial institutions, including ample details and discussion of the relevant EU legislation." - Ebbe Rogge, Leiden University, Common Market Law Review |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM |
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| 9 (RLIN) |
12894 |
| Topical term or geographic name entry element |
European Union countries; Financial services industry--Law and legislation; European Parliament |
| 700 ## - ADDED ENTRY--PERSONAL NAME |
|---|
| 9 (RLIN) |
12895 |
| Personal name |
Busch, Danny |
| Relator term |
Editor |
| 700 ## - ADDED ENTRY--PERSONAL NAME |
|---|
| 9 (RLIN) |
12896 |
| Personal name |
Ferrarini, Guido |
| Relator term |
Editor |
| 700 ## - ADDED ENTRY--PERSONAL NAME |
|---|
| 9 (RLIN) |
12897 |
| Personal name |
Van Solinge, Gerard |
| Relator term |
Editor |
| 856 ## - ELECTRONIC LOCATION AND ACCESS |
|---|
| Uniform Resource Identifier |
<a href="https://global.oup.com/academic/product/governance-of-financial-institutions-9780198799979?q=9780198799979&cc=in&lang=en#">https://global.oup.com/academic/product/governance-of-financial-institutions-9780198799979?q=9780198799979&cc=in&lang=en#</a> |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) |
|---|
| Source of classification or shelving scheme |
Dewey Decimal Classification |
| Koha item type |
Reference Book |
| Edition |
23rd |
| Classification part |
346.07 |
| Call number suffix |
BUS |
