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003			VITAP
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008			230702b ||||| |||| 00| 0 eng d
010			_a2018952422
020			_a9780198799979
040			_cVITAP
082			_223rd _a346.07 BUS
245			_aGovernance of Financial Institutions / _cedited by Danny Busch, Guido Ferrarini, and Gerard Van Solinge
250			_aFirst edition
260			_aNew York, USA _bOxford University Press _c2019
300			_axliv, 595p. : ill. ; 24cm
440			_912893 _aOxford EU Financial Regulation Series
504			_aIt includes Index Pages.
505			_aTable of Contents : I. General 1:Governing Financial Institutions: Law and Regulation, Conduct and Culture, Danny Busch, Guido Ferrarini, Gerard Van Solinge 2:Corporate Governance of Financial Institutions: In Need of Cross-Sectoral Regulation? A comparative analysis of banks, investment firms, asset managers, and pension funds, Jens-Hinrich Binder 3:Comparative Regulation of Corporate Governance in the Insurance Sector, Arthur van den Hurk and Michele Siri 4:The Governance of Banks and the Requirement of Resolvability: a Fundamental Change in Perspective?, Bart Bierens 5:Comparative Regulation of Corporate Governance in th e Insurance Sector, Kitty Lieverse and Claartje Bulten II. Governance Structures and Regulations 6:Non-Shareholder Voice in Bank Governance: Board Composition, Performance and Liability, Paul Davies and Klaus Hopt 7:Responsibility of Directors of Financial Institutions, Steven Schwarz (Aleaha Jones, and Jiazhen Yan) 8:Fit and Proper Requirments in EU Financial Regulation: Towards More Cross-Sectoral Harmonisation?, Iris Palm-Steyerberg and Danny Busch 9:Risk, Risk Management, and Internal Controls, Lodewijk van Setten 10:Financial Market Infrastructures: The Essential Role of Risk Management, Paolo Saguato 11:Compensation in Financial Institutions: Systemic Risk, Regulation and Proportionality, Guido Ferrarini 12:Corporate Governance, Financial Information and MAR, Carmine di Noia and Matteo Gargantini III. Ownership Structures 13:Engagement of Institutional Investors, Cristina Ungureanu 14:State-owned Financial Institutions, Katja Langenbucher, Johannes Adolff and Christina Skinner 15:Co-operative Banks: A Dutch Experience, Gerard van Solinge and Martin van Olffen IV. Conduct and Culture 16:Corporate Culture in the Governance of Financial Institutions: An Interdisciplinary Approach, Guido Ferrarini and Shanshan Zhu 17:Public Supervision of Behaviour and Culture at Financial Institutions, Wijnand Nuijts 18:Conduct and Culture in the Netherlands: The Dutch Banker's Oath and the Dutch Banking Disciplinary Committee, Danny Busch and Peter Laaper 19:Managing Conduct Risk: From Rules to Culture, Antonella Sciarrone Alibrandi and Claudi Frigeni 20:Conflicts of Interest: Comparing Compliance and Culture in the US and UK, Geneviève Helleringer and Christina Skinner 21:The Venetian Banks Collapse, Paulo Giudici 22:The Spanish Banking Crisis as a Corporate Governance Problem, Maribel Saez and Maria Gutierrez 23:Banco Espírito Santo: Anatomy of Banking Scandal in Portugal, José Engrácia Antunes 24:Governance Problems in Dutch Financial Institutions from 2007 to-2017, Bas de Jong
521			_aOver View: Governance of Financial Institutions Edited by Danny Busch, Guido Ferrarini, and Gerard van Solinge Oxford EU Financial Regulation Comprehensive legal and multidisciplinary analysis of the important topic of governance of financial institutions Includes coverage of new requirements for management functions under MiFID II Considers the position of banks, investment firms, asset managers, insurance firms and pension funds in the context of governance Covers key issues of systemic risk from the perspective of board models, shareholders, and directors Description : This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms. It comprehensively analyses the impact and practice of the new and more robust requirements for management functions under MiFID II (Markets in Financial Instruments Directive) and other regulation such as MAR (Market Abuse Regulation). Thematically grouped chapters provide extensive coverage of the main areas of change and interest in this field: financial regulation, models, systemic risk, culture and ethics, and conduct and culture. Each chapter employs an interdisciplinary approach, providing high-quality analysis and discussion of the governance of financial institutions of a practical, as well as theoretical, nature. Written by a team of expert contributors, comprised of leading scholars with broad practical experience, and leading practitioners in the field of corporate governance, this book provides much needed analysis of this important topic and the new rules for those advising financial institutions. Author Information Edited by Danny Busch, Professor of Financial Law, Radboud University, Nijmegen, Guido Ferrarini, Professor of Business Law, University of Genoa, and Gerard van Solinge, Professor of Section of Corporate Law, Radboud University Professor Danny Busch holds the Chair for Financial Law at Radboud University, Nijmegen, where he is also the Director of the Institute for Financial Law. He has published extensively, many of those publications written in English, including with OUP. He is a Research Fellow of Harris Manchester College and a Fellow of the Commercial Law Centre, University of Oxford. Guido Ferrarini is Emeritus Professor of Business Law and Capital Markets Law at the University of Genoa, Department of Law, and Director of the Centre for Law and Finance. He holds a J. D. (University of Genoa, 1972), an LL.M. (Yale Law School, 1978) and a Dr. jur. (h.c., Ghent University, 2009). He is founder and fellow of the European Corporate Governance Institute (ECGI), Brussels. Gerard van Solinge is Professor of Corporate Law at Radboud University Nijmegen where he is a member of the scientific board of the research programme Company Law of the Business and Law Research Centre. He also practises as an attorney at Allen & Overy LLP and has written a number of books and articles. Contributors: Danny Busch Guido Ferrarini Gerard Van Solinge Jens-Hinrich Binder Arthur van den Hurk Michele Siri Bart Bierens Kitty Lieverse Claartje Bulten Paul Davies Klaus Hopt Steven Schwarcz Iris Palm-Steyerberg Lodewijk van Setten Paolo Saguato Carmine di Noia Matteo Gargantini Cristina Ungureanu Katja Langenbucher Johannes Adolff Christina Skinner Martin van Olffen Shanshan Zhu Wijnand Nuijts Peter Laaper Antonella Sciarrone Alibrandi Claudi Frigeni Genevieve Helleringer Paulo Giudici Maribel Saez Maria Gutierrez Jose Engracia Antunes Bas de Jong
586			_aReviews and Awards : "An important contribution." - Ebbe Rogge, Common Market Law Review "Corporate governance is and remains important: weak governance at financial institutions, and at banks in particular, is often regarded as one of the underlying causes of the Great Financial Crisis. This view is confirmed by leading internationalorganizations, such as the OECD and the Basel Committee on Banking Supervision, as well as by national inquiries, including those by the US Financial Crisis Commission and the Walker Review in the UK. The book is therefore an important contribution to this debate, but goes further by extending the scope beyond banks. It adds value by broadening the debate to include, for example, insurance firms and investment firms ... The authors and editors have succeeded in presenting an interesting mix on governance at financial institutions, including ample details and discussion of the relevant EU legislation." - Ebbe Rogge, Leiden University, Common Market Law Review
650		0	_912894 _aEuropean Union countries; Financial services industry--Law and legislation; European Parliament
700			_912895 _aBusch, Danny _eEditor
700			_912896 _aFerrarini, Guido _eEditor
700			_912897 _aVan Solinge, Gerard _eEditor
856			_uhttps://global.oup.com/academic/product/governance-of-financial-institutions-9780198799979?q=9780198799979&cc=in&lang=en#
942			_2ddc _cREF _e23rd _h346.07 _mBUS